Hong Kong Special Administrative Region of the People's Republic of China - Proposals to implement Article 23 of the BASIC LAW
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National Security (Legislative Provisions) Bill :
Part II of the Official Secrets Ordinance

This paper discusses -

(1) the legal implications of the Bill for Part II of the Official Secrets Ordinance ("the Ordinance");

(2) the effect of section 3(2) of the Ordinance; and

(3) the coverage of section 6 of the Ordinance.

Part II
2.

Part II of the Ordinance relates to espionage. The Administration has been asked to explain whether the enactment of the Bill would be taken to be an affirmation or endorsement of Part II by the Legislative Council. For the reasons set out below, the Administration does not consider that to be the case.

3.

The Consultation Document on Proposals to Implement Article 23 of the Basic Law discussed the theft of state secrets (see Chapter 6). So far as spying is concerned, it stated (in paragraph 6.21) that "the present protection under the Ordinance is adequate as it covers access to, transmission of, dealing with and disclosure of information resulting from spying". No amendments were proposed to Part II of the Ordinance.

4. Accordingly, the Bill does not propose to amend, repeal or re-enact any of the provisions of Part II. As a result, the Legislative Council is not being called upon to consider any of the provisions in Part II. If it decides to enact amendments to Part III of the Ordinance, that would not therefore indicate approval of Part II. A failure to amend a statutory provision in a Part of an Ordinance, when a Bill relating to that Ordinance does not contain any provision relating to that Part, cannot be regarded as a legislative endorsement of that provision.
5.

A way to test the above proposition is to ask how a court would proceed if asked to interpret, or to determine a challenge to the validity of, such a provision. In interpreting the provision, the court would ascertain the legal meaning of the provision by applying established principles of statutory interpretation. One of these principles is that due attention should be paid to the legislative history of the enactment. However, there is no authority for the proposition that legislative inaction of the kind referred to above alters the meaning of a provision. Even where provisions are re-enacted, without amendment, by way of consolidation, this makes no difference to the legal meaning (see Bennion's Statutory Interpretation (3rd ed) p. 464).

6.

If a relevant provision were challenged as being inconsistent with human rights guarantees in the Basic Law, an issue might arise as to whether a fair balance had been struck between the need to protect the rights of individuals and the need to protect (for example) national security. In such a situation, proper weight should be given to the decision of the legislature as to what the proper balance should be (see the Court of Final Appeal's decision in Lau Cheong v HKSAR [2002] 2 HKLRD 612).

7. The provisions in Part II of the Ordinance reflect the decision of the Legislative Council on that issue when the Ordinance was enacted in June 1997. The current Legislative Council is not being asked to decide whether the balance struck in June 1997 was the right one. Even after the current Bill is enacted, therefore, a court would need to refer to the legislative decision in respect of Part II taken in 1997.
Section 3(2)
8. In Paper No. 42, the Administration discussed the legal effect of section 3(2) of the Ordinance. In doing so, it referred to the fact that the Australian Commonwealth Criminal Review Committee had indicated that a similar provision in Australia did not appear to change significantly the ordinary rules as to proof by the prosecution.
9. At the request of the Bills Committee, the relevant part of that Review Committee's report is annexed, together with a copy of the Australian provision (i.e. s.78(2)(a) of the Crimes Act 1914).
10. In paragraph 42.40, the Review Committee discussed a possible human rights problem that might exist if (contrary to what it states in paragraph 42.36) the provision allowed the defendant's purpose to be inferred from evidence that would otherwise be inadmissible. The Administration wishes to point out that Australia does not have any constitutional protection of human rights. However, in Hong Kong, as a result of Article 39 of the Basic Law, the court would not give effect to section 3(2) of the Ordinance in a manner that would contravene the ICCPR as applied to Hong Kong.
11. Since preparing Paper No. 42, the Administration has learnt that section 78 of the Australian Crimes Act 1914 was repealed and replaced by legislation that received the Royal Assent on 31 October 2002. The new offence does not contain a provision similar to section 3(2) of the Ordinance.
12. For the reasons set out in Paper No. 42, the Administration considers that section 3(2) is consistent with human rights guarantees. Moreover, since the Bill does not propose to amend Part II of the Ordinance, it does not consider section 3(2) should be within the scope of the Bills Committee's deliberations.
Section 6
13.

Section 6(1) of the Ordinance provides as follows.

"A person commits an offence if he -

(a) retains for any purpose prejudicial to the safety or interests of the United Kingdom or Hong Kong any official document, whether or not completed or issued for use, when he has no right to retain it or when it is contrary to his duty to retain it, or fails to comply with any directions issued by any department of the Government of the United Kingdom or Hong Kong or any person authorized by such department with regard to the return or disposal thereof;

(b) allows any other person to have possession of any official document issued for his use alone, or communicates any secret official code word or pass word so issued, or, without lawful authority or excuse, has in his possession any official document or secret official code word or pass word issued for the use of any person other than himself, or on obtaining possession of any official document by finding or otherwise, neglects or fails to restore it to the person or authority by whom or for whose use it was issued, or to a police officer; or

(c) without lawful authority or excuse, manufactures or sells, or has in his possession for sale any die, seal or stamp mentioned in section 5(1)(e) or (f)."
14. The term "official document" in section 6(1) is not defined. As a result, it would appear that section 6 has a broad coverage. There is, perhaps, a case for providing a definition of "official document" that would restrict the section to a narrower band of documents, the unauthorized use (etc) of which would be particularly damaging to the safety or interests of the PRC or Hong Kong (cf. section 5).
15. Since the Bill does not amend Part II of the Ordinance, it is not proposed to consider a possible amendment of section 6 in the current exercise. Instead, the Administration proposes that the matter be referred to the Security Panel of the Legislative Council, for detailed consideration.

Department of Justice
June 2003

 

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Last Updated : 9-6-2003
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